Harold Stein is a registered investment advisor at Pinnacle Associates, LTD., based in New York, NY, with 22 years of industry experience. Harold operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 2,325 clients with $10B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Annual management fees generally range between 0.50% and 1.50% depending on client type, investment strategy, and complexity. Fees are negotiable based on criteria such as asset amount, related accounts, and account composition.
Fee Estimator
Location
335 Madison Avenue, 11th Floor, New York, NY, 10017
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Harold is employed by Pinnacle Associates Ltd as a portfolio manager since 2003. This is a full-time position.
Employment History
Current Registrations
Pinnacle Associates, LTD.
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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