MC
MC

Matthew Chapman

31 Years of Experience
Austin, TX
Broker

Matthew Chapman is a registered investment advisor at Raymond James & Associates, INC., based in Austin, TX, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

6034 West Courtyard Drive, Suite 305, Austin, TX, 78730

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
November 2005 - Present · 20 yrs 8 mos
Raymond James & Associates, INC.
November 2005 - Present · 20 yrs 8 mos
Raymond James & Associates, INC.Broker
November 2005 - Present · 20 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
August 2000 - December 2005 · 5 yrs 4 mos
UBS Financial Services INC.Broker
August 2000 - December 2005 · 5 yrs 4 mos
J.C. Bradford & CO.Broker
May 1999 - August 2000 · 1 yr 3 mos
Dain Rauscher IncorporatedBroker
March 1998 - May 1999 · 1 yr 2 mos
Dain Rauscher IncorporatedBroker
January 1998 - March 1998 · 2 mos
Rauscher Pierce Refsnes, INC.Broker
December 1994 - January 1998 · 3 yrs 1 mo
State Registrations16 states
CACOFLLAMIMSNCNJNMNYOKPASCTNTXVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Matthew Chapman - Financial Advisor | TrueAdvisor