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Ashley Dominguez

20 Years of Experience
Houston, TX
BrokerSells Insurance

Ashley Dominguez is a registered investment advisor at Voya Financial Advisors, INC., based in Houston, TX, with 20 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 11,854 clients with $2.7B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
648 advisors
Number of Clients
11,854 clients
Average Client Portfolio
$232K average
Assets Under Management
$2.7B

Fee Structure

Minimum Investment:$1K

Voya Financial Advisors offers several investment management programs with fees based on a percentage of your portfolio's value. These programs include Morningstar Wealth Management, Voya Global Perspectives Market Models (GPMM), and Unified Managed Accounts (UMA). The maximum annual fee for these programs can be up to 2.75% of your portfolio. The Voya Digital Adviser (VDA) program has a maximum annual fee of 1.1%. There are also third-party money manager programs with fees ranging from 0.75% to 2.50%. Some programs have minimum account sizes. Fees are typically deducted from your account monthly or quarterly.

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Location

24 Greenway Plaza, Suite 1725, Houston, TX, 77046

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Ashley is an independent insurance agent selling fixed insurance products since 2011, dedicating nearly full-time hours to this. She also owns Houston Financial Wealth Management LLC, where she works as an investment advisor and markets securities and fixed products, spending about a quarter of her time on this endeavor.

Employment History
Current Registrations
Voya Financial Advisors, INC.
January 2011 - Present · 15 yrs 6 mos
Voya Financial Advisors, INC.Broker
January 2011 - Present · 15 yrs 6 mos
Previous Registrations
Ing Financial Advisers, LLC
August 2009 - January 2011 · 1 yr 5 mos
Ing Financial Advisers, LLCBroker
July 2009 - January 2011 · 1 yr 6 mos
VALIC Financial Advisors, INC.
January 2008 - June 2009 · 1 yr 5 mos
VALIC Financial Advisors, INC.Broker
November 2005 - June 2009 · 3 yrs 7 mos
State Registrations14 states
AZCACOFLGAILLAMONYPATXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ashley Dominguez - Financial Advisor | TrueAdvisor