JM
JM

Jennifer Mills

30 Years of Experience
Tucson, AZ
1 DisclosureBroker

Jennifer Mills is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Tucson, AZ, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

Loading...

Location

3567 E Sunrise Dr, Suite 143B, Tucson, AZ, 85718

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2010
Settled
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
June 2018 - Present · 7 yrs 11 mos
Robert W. Baird & CO. IncorporatedBroker
June 2018 - Present · 7 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
November 2016 - June 2018 · 1 yr 7 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - June 2018 · 10 yrs 5 mos
A. G. Edwards & Sons, INC.Broker
January 2002 - January 2008 · 6 yrs
Banc One Securities CorporationBroker
May 2000 - August 2001 · 1 yr 3 mos
Banc One Securities CorporationBroker
February 1996 - March 1999 · 3 yrs 1 mo
Banc One Arizona Investment Services CorporationBroker
April 1994 - February 1996 · 1 yr 10 mos
State Registrations39 states
AKAZCACOCTFLGAHIIAIDILINKSKYMAMDMEMIMNNCNJNMNVNYOHOKORPARISCSDTNTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.