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William Fedor

31 Years of Experience
Tucson, AZ
2 DisclosuresBroker

William Fedor is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Tucson, AZ, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

3567 E Sunrise Dr, Suite 143B, Tucson, AZ, 85718

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2019
Settled
Customer Dispute
June 2000
Closed-No Action
Other Business Activities

William is an owner/member of 44 Cat LLC since September 2023. He spends minimal time on this non-investment related activity.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
May 2018 - Present · 8 yrs
Robert W. Baird & CO. IncorporatedBroker
May 2018 - Present · 8 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
April 2011 - May 2018 · 7 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
January 2008 - May 2018 · 10 yrs 4 mos
A. G. Edwards & Sons, INC.Broker
August 1994 - January 2008 · 13 yrs 5 mos
State Registrations31 states
AZCACOCTDEFLGAIAILKSKYMAMDMIMNMOMTNCNJNMNYOHORPAPRTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.