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Spencer Miller

31 Years of Experience
Rapid City, SD
Broker

Spencer Miller is a registered investment advisor at Morgan Stanley, based in Rapid City, SD, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

909 St. Joseph Street, 6th Floor, Rapid City, SD, 57701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Spencer owns rental property in Apache Junction, AZ, since 2017. This investment-related activity requires minimal time during and after business hours.

Employment History
Current Registrations
Morgan StanleyBroker
March 2011 - Present · 15 yrs 4 mos
Morgan Stanley
March 2011 - Present · 15 yrs 4 mos
Previous Registrations
UBS Financial Services INC.Broker
August 2006 - March 2011 · 4 yrs 7 mos
UBS Financial Services INC.
August 2006 - March 2011 · 4 yrs 7 mos
Piper Jaffray & CO.
July 2001 - August 2006 · 5 yrs 1 mo
Piper Jaffray & CO.Broker
October 1995 - August 2006 · 10 yrs 10 mos
Sunset Financial Services, INC.Broker
May 1995 - October 1995 · 5 mos
D.E. Frey & Company, INC.Broker
May 1994 - April 1995 · 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Spencer Miller - Financial Advisor | TrueAdvisor