David Heiges
David Heiges is a registered investment advisor at Global Brokerage Services, INC., based in Gettysburg, PA, with 31 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 386 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
GBS offers investment advice through accounts with access to a wide spectrum of investment choices for a single fee. Fees are negotiable and based on the total account value. The fee covers GBS’s consulting fees and Hilltop Securities (custodian) execution and custodial services. The fee does not cover the fees and expenses of any underlying exchange traded funds, closed-end funds, mutual funds, unit investment trusts or exchange trade notes.
GBS also offers the Premier Advisors Program, which charges an annual fee that covers portfolio management and administration, including Envestnet, Envestnet Manager Fees, and fees payable to the Platform Provider and IARs. The level of fee will vary with the amount of assets under advisement in the Premier Advisors Program and the particular investment styles and investment options chosen or recommended.
Location
22 E. Middle St., Gettysburg, PA, 17325
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is an independent insurance agent selling life and disability insurance since 1994, dedicating about 10-20% of his time. He also provides income tax preparation services and manages rental properties.
Employment History
Current Registrations
Global Brokerage Services, INC.
Global Brokerage Services, INC.Broker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.