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Timothy Gardner

31 Years of Experience
San Diego, CA
1 DisclosureBroker

Timothy Gardner is a registered investment advisor at Ameriprise Financial Services, LLC, based in San Diego, CA, with 31 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

4655 Executive Dr Ste 300, San Diego, CA, 92121-3123

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History

Regulatory History (1)
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Customer Dispute
January 1999
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2009 - Present · 16 yrs 7 mos
Ameriprise Financial Services, LLCBroker
October 2009 - Present · 16 yrs 7 mos
Ameriprise Financial Services, LLC
October 2009 - Present · 16 yrs 7 mos
Previous Registrations
Ameriprise Advisor Services, INC.
March 2009 - October 2009 · 7 mos
Ameriprise Advisor Services, INC.Broker
March 2009 - October 2009 · 7 mos
Banc of America Investment Services, INC.Broker
August 2007 - March 2009 · 1 yr 7 mos
Banc of America Investment Services, INC.
August 2007 - March 2009 · 1 yr 7 mos
Stone & Youngberg LLCBroker
July 2004 - August 2007 · 3 yrs 1 mo
Stone & Youngberg LLC
July 2004 - August 2007 · 3 yrs 1 mo
Morgan Stanley
August 1998 - July 2004 · 5 yrs 11 mos
Morgan Stanley Dw INC.Broker
November 1997 - July 2004 · 6 yrs 8 mos
Smith Barney INC.Broker
November 1995 - October 1997 · 1 yr 11 mos
Painewebber IncorporatedBroker
June 1994 - November 1995 · 1 yr 5 mos
State Registrations19 states
ARAZCAFLHILAMAMOMSMTNCNMNVOHTNTXWAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.