MF
MF

Mitchell Fischer

32 Years of Experience
Melville, NY
1 DisclosureBroker

Mitchell Fischer is a registered investment advisor at Wells Fargo Advisors, based in Melville, NY, with 32 years of industry experience. Mitchell is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

68 S Service Rd Ste 200, Melville, NY, 11747

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2015
Denied
Employment History
Current Registrations
Wells Fargo Advisors
September 2016 - Present · 10 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
June 2015 - Present · 11 yrs 4 mos
Previous Registrations
Wells Fargo Advisors, LLC
September 2015 - December 2015 · 3 mos
David Lerner Associates, INC.Broker
January 1996 - June 2015 · 19 yrs 5 mos
David Lerner Associates, INC.Broker
June 1994 - December 1995 · 1 yr 6 mos
State Registrations11 states
AZCAFLNCNJNYORPASCTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors