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Michael Rosen

Wells Fargo Advisors
32 Years of Experience
Melville, NY
1 DisclosureBroker
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Michael Rosen is a registered investment advisor at Wells Fargo Advisors, based in Melville, NY, with 32 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

68 S Service Rd Ste 200, Melville, NY, 11747

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History

Regulatory History (1)
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Customer Dispute
April 2012
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
September 2015 - Present · 11 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
June 2015 - Present · 11 yrs 4 mos
Previous Registrations
David Lerner Associates, INC.Broker
August 1994 - June 2015 · 20 yrs 10 mos
State Registrations17 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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