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RA
RA
Robert Cecil Alston
Quadcap Wealth Management, LLC
17 Years of Experience
1 Disclosure
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Education Planning
Insurance Planning
Tax Planning
Estate Planning
High Net Worth
Quadcap Wealth Management, LLC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
15 advisors
Number of Clients
532 clients
Average Client Portfolio
$2.1M average
Assets Under Management
$1.1B
Fee Structure
Investment Management
Planning
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Location
2600 Network Blvd, Suite 300, Frisco, TX, 75034
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History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
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Civil Bond
July 1994
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How to Read Disclosures
Employment History
Current Registrations
Quadcap Wealth Management, LLC
October 2015 - Present · 10 yrs 4 mos
Previous Registrations
Advisors Asset Management, INC.
July 2005 - March 2010 · 4 yrs 8 mos
Chase Investment Services CORP.
July 2005 - July 2005 · 0 mos
Banc One Securities Corporation
September 2002 - July 2005 · 2 yrs 10 mos
State Registrations
1 state
TX
Advisor
Exams
No exam information available for this advisor.
Robert Cecil Alston - Financial Advisor | TrueAdvisor