Kathleen Englehart
Kathleen Englehart is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Jericho, NY, with 32 years of industry experience. Kathleen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
500 North Broadway, Suites 260 & 242, Jericho, NY, 11753
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kathleen is an insurance agent with Cadaret, Grant, Agency, selling life, disability, long-term care, and variable insurance products, dedicating about half her time to this. She is also a financial advisor with American Investment Planners LLC and a member of Generational Wealth Planning, dedicating about half her time to the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Hornor, Townsend & Kent, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Ira ChernickLPL Financial LLC
- Laura PalaciosLPL Financial LLC
- Ian Magor, CFPLPL Financial LLC
- Edwin MilnerLPL Financial LLC
- Raymond Bergen, CFPLPL Financial LLC
- Michael TriebwasserLPL Financial LLC