Laura Palacios
Laura Palacios is a registered investment advisor at LPL Financial LLC, based in Jericho, NY, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
500 North Broadway, Suites 260 & 242, Jericho, NY, 11753
Get directionsHistory
Regulatory History (4)
Customer Dispute
February 2011Customer Dispute
December 2008Customer Dispute
October 2008Customer Dispute
November 2007Other Business ActivitiesSells Insurance
Laura is involved in several real estate ventures and is an IAR/rep with American Investment Planners LLC, dedicating full-time hours to this role. She also sells life insurance, fixed annuities, long-term care, and disability insurance in New York since 2000, and is involved with Tap Planning Services selling life insurance.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cadaret, Grant & CO., INC.Broker
Cadaret Grant & CO INC
Flagstar Advisors, INC.
Flagstar AdvisorsBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Citicorp Investment Services
Citicorp Investment ServicesBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.