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Laura Palacios

LPL Financial LLC
26 Years of Experience
Jericho, NY
4 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Laura Palacios is a registered investment advisor at LPL Financial LLC, based in Jericho, NY, with 26 years of industry experience. Laura is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

500 North Broadway, Suites 260 & 242, Jericho, NY, 11753

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2011
Settled
Customer Dispute
December 2008
Denied
Customer Dispute
October 2008
Denied
Customer Dispute
November 2007
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Laura is involved in several real estate ventures and is an IAR/rep with American Investment Planners LLC, dedicating full-time hours to this role. She also sells life insurance, fixed annuities, long-term care, and disability insurance in New York since 2000, and is involved with Tap Planning Services selling life insurance.

Employment History
Current Registrations
LPL Financial LLCBroker
July 2025 - Present · 1 yr 3 mos
LPL Financial LLC
July 2025 - Present · 1 yr 3 mos
Previous Registrations
Cadaret, Grant & CO., INC.Broker
May 2023 - July 2025 · 2 yrs 2 mos
Cadaret Grant & CO INC
May 2023 - July 2025 · 2 yrs 2 mos
Flagstar Advisors, INC.
August 2007 - June 2023 · 15 yrs 10 mos
Flagstar AdvisorsBroker
August 2007 - June 2023 · 15 yrs 10 mos
Citigroup Global Markets INC.
May 2007 - August 2007 · 3 mos
Citigroup Global Markets INC.Broker
May 2007 - August 2007 · 3 mos
Citicorp Investment Services
November 2004 - May 2007 · 2 yrs 6 mos
Citicorp Investment ServicesBroker
February 2000 - May 2007 · 7 yrs 3 mos
State Registrations13 states
CACTDEFLKYMAMNNCNJNYOKPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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