Bryan Baca
Bryan Baca is a registered investment advisor at Royal Fund Management, LLC, based in Clinton, OK, with 32 years of industry experience. Bryan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 4,966 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $1.0M | 1.50% |
| $1M+ | 1.25% |
Options strategy has a separate fee schedule ranging from 1.50% to 2.00%. Dividend enhancement overlay strategy adds 0.25%. Fees are negotiable.
Fee Estimator
Location
110 S. 13th Street, Clinton, OK, 73601
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 1999Other Business ActivitiesSells Insurance
Bryan is an agent selling fixed and traditional insurance, dedicating about a quarter of his time to this activity. He also owns/manages rental real estate and operates a small cow/calf farming operation, each taking a few hours per week.
Employment History
Current Registrations
Royal Fund Management, LLC
Previous Registrations
Summit Brokerage Services, INC.Broker
Summit Financial Group INC
Vsr Financial Services, INC.Broker
Vsr Advisory Services
LPL Financial LLC
LPL Financial LLCBroker
Securities America Advisors, INC.
Securities America, INC.Broker
Local Securities CorporationBroker
Nylife Securities INC.Broker
Pruco Securities CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Briley Baca, CFPRoyal Fund Management, LLC
- Daniel Garbarino, ChFCState Farm Investment Management CORP.