Briley Baca
Briley Baca is a CFP-designated registered investment advisor at Royal Fund Management, LLC, based in Clinton, OK, with 5 years of industry experience. Briley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 4,966 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $1.0M | 1.50% |
| $1M+ | 1.25% |
Options strategy has a separate fee schedule ranging from 1.50% to 2.00%. Dividend enhancement overlay strategy adds 0.25%. Fees are negotiable.
Fee Estimator
Location
110 S. 13th St., Clinton, OK, 73601
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Briley is the Vice President/Insurance Agent at Advanced Financial Strategies, Inc., spending full-time hours there, and an Independent Licensed Insurance Agent focusing on Life & Medicare, dedicating a few hours per week. Briley is also the Founder of Baca Wealth Management LLC for income tax purposes only and the Treasurer for Weatherford Rotary Club, spending minimal time on it.
Employment History
Current Registrations
Royal Fund Management, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Bryan BacaRoyal Fund Management, LLC
- Daniel Garbarino, ChFCState Farm Investment Management CORP.