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Harrison Taylor

32 Years of Experience
Charlottesville, VA
3 DisclosuresBroker

Harrison Taylor is a registered investment advisor, based in Charlottesville, VA, with 32 years of industry experience. Harrison is also registered as a broker, so some compensation may come from commissions on products sold.

Location

310 4th St, Ste 100, Charlottesville, VA, 22903

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2016
Settled
Customer Dispute
March 2009
Closed-No Action
Customer Dispute
August 2007
Settled
Employment History
Current Registrations
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 8 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 8 mos
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 8 mos
Previous Registrations
Bb&t Securities, LLC
January 2013 - February 2021 · 8 yrs 1 mo
Bb&t Securities, LLCBroker
November 2012 - February 2021 · 8 yrs 3 mos
Scott & Stringfellow, LLCBroker
May 1999 - January 2013 · 13 yrs 8 mos
Scott & Stringfellow, LLC
February 1998 - January 2013 · 14 yrs 11 mos
Scott & Stringfellow, INC.Broker
August 1997 - May 1999 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1994 - September 1997 · 3 yrs 3 mos
State Registrations40 states
ALAZCACOCTDCDEFLGAIAILINKSKYLAMAMDMEMIMNMONCNHNJNMNVNYOHORPARISCSDTNTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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