Debra Caffrey is a CFP-designated registered investment advisor at LPL Financial LLC, based in Wichita, KS, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7829 E Rockhill Ste 304, Wichita, KS, 67206
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Debra operates Rolling Plains Financial as a DBA for her LPL business, dedicating nearly full-time hours to it. She is also the managing member and sole owner of Debra L. Caffrey LLC, a business entity for tax/investment purposes, and works as a notary since 1999.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
Uvest Financial Services Group, INC.Broker
Uvest Financial Services Group, INC.
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.