Joseph Worthy
Joseph Worthy is a registered investment advisor at Worthy Financial Services, based in Westminster, MD, with 21 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 84 clients with $28M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1000K | 1.75% |
| $1.0M - $2.0M | 1.50% |
| $2.0M - $5.0M | 1.25% |
| $5.0M - $10.0M | 1.00% |
| $10M+ | 1.00% |
Fees are negotiable for accounts over $10,000,000. The fee from the previous tier (1.0%) is used as the starting point for negotiation.
Fee Estimator
Location
Westminster, MD
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is licensed to sell life and health insurance in Maryland and Pennsylvania, dedicating a few hours per week to this activity. He also owns a tax preparation service, Joseph E Worthy, spending a few hours per week on it.
Employment History
Current Registrations
Worthy Financial Services
Previous Registrations
Usallianz Securities, INC.
Prudential Financial Planning Services
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.