JT
JT

Joseph Toth

29 Years of Experience
Coral Gables, FL
Broker

Joseph Toth is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Coral Gables, FL, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

141 Miracle Mile, Coral Gables, FL, 33134

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
August 2025 - Present · 9 mos
Previous Registrations
Raymond James & Associates, INC.
November 2021 - July 2025 · 3 yrs 8 mos
Raymond James & Associates, INC.Broker
November 2021 - July 2025 · 3 yrs 8 mos
UBS Financial Services INC.Broker
January 2010 - December 2021 · 11 yrs 11 mos
UBS Financial Services INC.
January 2010 - December 2021 · 11 yrs 11 mos
UBS International INC.
July 2006 - January 2010 · 3 yrs 6 mos
UBS International INC.Broker
June 2006 - January 2010 · 3 yrs 7 mos
Wachovia Securities, LLCBroker
October 2000 - June 2006 · 5 yrs 8 mos
Wachovia Securities, LLC
October 2000 - June 2006 · 5 yrs 8 mos
First Union Brokerage Services, INC.Broker
August 2000 - October 2000 · 2 mos
PNC Brokerage CORPBroker
September 1998 - February 2000 · 1 yr 5 mos
PNC Brokerage CORPBroker
September 1997 - May 1998 · 8 mos
Meyers Pollock Robbins, INC.Broker
October 1995 - July 1996 · 9 mos
Penn Capital Financial Services, INC.Broker
August 1994 - October 1995 · 1 yr 2 mos
State Registrations13 states
AZCACOFLMAMDNCNYPASCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.