James Francis is a registered investment advisor at Alta Capital Management LLC, based in Alpharetta, GA, with 2 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 1,308 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.80% |
| $10.0M - $25.0M | 0.70% |
| $25.0M - $50.0M | 0.60% |
| $50M+ | 0.60% |
Fees for amounts over $50,000,000 are negotiable. Standalone fixed income accounts have negotiable fees. Lower fee schedules apply for various wrap, UMA, and dual contract programs.
Fee Estimator
Location
Alpharetta, GA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Alta Capital Management LLC
Previous Registrations
Montag & Caldwell, LLC
State Registrations49 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- James Russell, ChFC
- Kristin Pinyan, CFPCetera Investment Advisers LLC
- John Kloecker, CFPRaymond James Financial Services Advisors, INC
- Dennis Wright, ChFCWellspring Wealth Management LLC
- Kumar Bhandari, PFSTransamerica Financial Advisors, LLC
- Andrew Ramsey, CFPConcurrent Investment Advisors, LLC