James Francis is a registered investment advisor at Alta Capital Management LLC, based in Alpharetta, GA, with 1 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,369 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Alta Capital's fees for investment management vary depending on the strategy and the amount invested. Here's a summary of the annual fees for retail clients invested directly with Alta Capital:
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Large Cap Quality Growth, Select, Quality Dividend Growth, Global Dividend, Quality Dividend Enhanced Income:
- First $1,000,000: 1.00%
- Next $4,000,000: 0.90%
- Next $5,000,000: 0.70%
- Next $15,000,000: 0.60%
- Next $25,000,000: 0.50%
- Excess over $50,000,000: Negotiable
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All-Cap Quality Growth, International Equity Select:
- First $1,000,000: 1.00%
- Next $4,000,000: 0.90%
- Next $5,000,000: 0.80%
- Next $15,000,000: 0.70%
- Next $25,000,000: 0.60%
- Excess over $50,000,000: Negotiable
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Balanced:
- First $1,000,000: 1.00%
- Next $4,000,000: 0.90%
- Next $5,000,000: 0.70%
- Next $15,000,000: 0.60%
- Next $25,000,000: 0.50%
- Excess over $50,000,000: Negotiable
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Fixed Income:
- First $1,000,000: 0.50%
- Next $4,000,000: 0.45%
- Next $5,000,000: 0.40%
- Excess over $10,000,000: Negotiable
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SMID Quality:
- First $5 million: 1.00%
- Next $5 million: 0.80%
- Next $15 million: 0.70%
- More than $25 million: Negotiable
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Emerging Markets, Fundamental Global Equity: 1.00% flat fee
These fees are billed quarterly and are based on the value of your investments.
Location
Alpharetta, GA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Alta Capital Management LLC
Previous Registrations
Montag & Caldwell, LLC
State Registrations49 states
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