Nicholas Braun Scalzo

ChFC

Protools

30 Years of Experience

1 Disclosure

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

Protools

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

2 advisors

Number of Clients

Not specified

Average Client Portfolio

Not specified

Fee Structure

Minimum Investment:None

Financial Planning:Investment management only

Location

11811 NE First St, Suite 201, Bellevue, WA, 98005

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History

Regulatory History (1)

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Customer Dispute

April 2001

Denied

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Other Business Activities

Nicholas is the co-CEO of The Pacific Financial Group, Inc., a financial services and money management firm, dedicating nearly full-time hours to this role. He is also the CEO of Risk Pro, LLC and Managing Member of Protools, LLC, which focuses on risk profiling and portfolio technology for financial advisors.

Employment History

Current Registrations

Protools

October 2022 - Present · 3 yrs 4 mos

Previous Registrations

Capital Investment Group, INC.Broker

December 2011 - November 2021 · 9 yrs 11 mos

Claremont Financial Group,inc.

April 2011 - May 2021 · 10 yrs 1 mo

Pacific Financial Associates, INC.Broker

September 2005 - December 2011 · 6 yrs 3 mos

Associated Planners Investment Advisory INC

October 2002 - September 2005 · 2 yrs 11 mos

Associated Securities CORP.Broker

July 2002 - September 2005 · 3 yrs 2 mos

Royal Alliance Associates, INC.Broker

January 2000 - August 2002 · 2 yrs 7 mos

Camden Financial ServicesBroker

October 1996 - January 1997 · 3 mos

Camden Financial ServicesBroker

September 1995 - October 1995 · 1 mo

Centaurus Financial, INC.Broker

July 1995 - January 2000 · 4 yrs 6 mos

Lazar Frederick & CompanyBroker

May 1994 - June 1995 · 1 yr 1 mo

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.