David Neiman
David Neiman is a registered investment advisor at LPL Financial LLC, based in West Covina, CA, with 31 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
100 N Citrus St Ste 522, West Covina, CA, 91791-1696
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2000Other Business Activities
David operates under the DBA Lake Value Management in West Covina, CA. This activity is not investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Capital Management Partners, LLC
Crowell, Weedon & CO.
Crowell, Weedon & CO.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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