David Neiman
David Neiman is a registered investment advisor at LPL Financial LLC, based in West Covina, CA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
100 N Citrus St Ste 522, West Covina, CA, 91791-1696
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2000Other Business Activities
David operates under the DBA Lake Value Management in West Covina, CA. This activity is not investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Capital Management Partners, LLC
Crowell, Weedon & CO.
Crowell, Weedon & CO.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.