Teresa Holzwarth
Teresa Holzwarth is a CFP-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Wilmington, NC, with 32 years of industry experience. Teresa is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.
Fee Estimator
Location
Wilmington, NC
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Teresa is an independent insurance agent for various companies through Rogers and Holzwarth Associates, dedicating a few hours per week to this role. She also works as an Investment Advisor Representative (IAR) for CIRA, spending about half her time managing client assets or preparing financial plans.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
American General Securities IncorporatedBroker
Franklin Financial Services CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Katherine Snyder, CFPCambridge Investment Research Advisors, INC.
- Roger Fuller, CFPOmnistar Financial Group, INC.
- Michael Giblin, CFPDovetail Financial Group LLC
- Matthew Stockburger, CFPQ3 Advisors, LLC
- Jennifer Vanasse, CFPWells Fargo Advisors
- Andrew Basinger, CFPLive Oak Private Wealth, LLC