Daniel Patrick Mody

CFP

Pinnacle Investments, LLC

31 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & Coaching

Pinnacle Investments, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

55 advisors

Number of Clients

1,961 clients

Average Client Portfolio

$539K average

Assets Under Management

$1.1B

Fee Structure

Minimum Investment:$10

Location

5845 Widewaters Pkwy, Ste 300, East Syracuse, NY, 13057

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Employment Separation After Allegations

May 2001

View Full SEC Report How to Read Disclosures

Other Business Activities

Daniel is the CEO of Confidential Planning, providing financial services, and a board member of Pinnacle Holding Company, LLC, which also provides financial services. Both roles require a few hours per week.