Daniel Mody
Daniel Mody is a CFP-designated registered investment advisor at Pinnacle Investments, LLC, based in Manlius, NY, with 32 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Charitable Giving, Education Planning, and 7 more. Their firm serves 3,143 clients with $1.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 3.00% |
The 3.00% annual rate is maximum and negotiable based on account size, investment complexity, use of sub-advisors, and level of service required. Minimum annual program fee is $100.00.
Fee Estimator
Location
Manlius, NY
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
May 2001Other Business Activities
Daniel is the CEO of Confidential Planning, providing financial services, and a board member of Pinnacle Holding Company, LLC, which also provides financial services. Both roles require a few hours per week.
Employment History
Current Registrations
Pinnacle Investments, LLC
Pinnacle Investments, LLC
Pinnacle Investments, LLCBroker
Previous Registrations
Hazard & Siegel, INC.Broker
Pinnacle Investments, INC.Broker
Cadaret, Grant & CO., INC.Broker
Signator Investors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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