David Holz
David Holz is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Boca Raton, FL, with 24 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
2650 North Military Trail, Suite 400, Boca Raton, FL, 33431
Get directionsHistory
Regulatory History (5)
Customer Dispute
September 2017Customer Dispute
August 2016Customer Dispute
October 2015Customer Dispute
March 2015Customer Dispute
August 2006Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
J. B. Hanauer & CO.
J. B. Hanauer & CO.Broker
Bluestone Capital CORP.Broker
Shochet Securities INC.Broker
Argus Securities, INC.Broker
J.P. Turner & Company, L.L.C.Broker
First Madison Securities, INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.