Patrick Mclaughlin
Patrick Mclaughlin is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Boca Raton, FL, with 35 years of industry experience. Patrick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.
Fee Estimator
Location
2650 North Military Trail, Suite 400, Boca Raton, FL, 33431
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2018Customer Dispute
January 2014Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Mclaughlin, Piven, Vogel Securities, INC.Broker
Heartland Securities CORP.Broker
Datek Online Brokerage Services CORP.Broker
The Dreyfus Service CorporationBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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