David Steiner
David Steiner is a registered investment advisor at Purple Dog Investments LLC, based in Springfield, NJ, with 30 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Tax Planning. Their firm serves 279 clients with $52M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Purple Dog Investments charges a percentage of your portfolio's value for investment management. The exact percentage is negotiable and will be specified in your agreement. There is no stated minimum account size.
Location
100 Morris Avenue, Suite 101, Springfield, NJ, 07081
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Regulatory History (1)
Customer Dispute
August 2016Other Business ActivitiesSells Insurance
David sells fixed insurance products, including life, health, disability, annuities, and long-term care, dedicating full-time hours to this. He also owns a tax practice, is an adjunct college professor, is a principal at an advisory business, is a treasurer for a congressional campaign, and is a real estate developer.
Employment History
Current Registrations
Purple Dog Investments LLC
Previous Registrations
Cetera Investment Advisers LLC
Purple Dog Investments LLC
Purple Dog Investments LLC
Cetera Advisors LLCBroker
Cetera Advisors LLC
Investors Capital Advisory
Investors Capital CORP.Broker
Hornor, Townsend & Kent, INC.Broker
Multi-Financial Securities CorporationBroker
Ffp Securities, INC.Broker
Nylife Securities INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.