Stevan Vaughan is a registered investment advisor at Financial Counseling, INC., based in Springboro, OH, with 29 years of industry experience. Stevan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, High Net Worth, Investment Management, and 1 more. Their firm serves 417 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 1.00% |
| $3M+ | 1.00% |
Strategic Asset Allocation is 1.00% up to $3M and negotiable above $3M. Tactical Asset Allocation is 1.50% up to $3M and negotiable above $3M. Maximum annual fee will not exceed 2.00%.
Fee Estimator
Location
582 North Main Street, Springboro, OH, 45066
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Stevan is the President and Owner of Financial Counseling, Inc., a registered investment advisor, dedicating nearly full-time hours to this role. He also serves as Secretary/Treasurer for Springboro Office Park Owner's Association and as an Elder/Pastor of Finance at Clearcreek Chapel, spending minimal time and about 10-20% of his time, respectively, on these activities.
Employment History
Current Registrations
Financial Counseling, INC.
Previous Registrations
Broker Dealer Financial Services CORP.Broker
Fintegra, LLCBroker
Questar Capital CorporationBroker
Securities Service Network, INC.Broker
Ifg Network Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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