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Thomas Collins

Kovack Advisors, INC.
32 Years of Experience
Jupiter, FL
1 DisclosureBrokerSells Insurance
View SEC Summary
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Thomas Collins is a registered investment advisor at Kovack Advisors, INC., based in Jupiter, FL, with 32 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 13,293 clients with $6.3B in assets under management.

Kovack Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
258 advisors
Number of Clients
13,293 clients
Average Client Portfolio
$472K average
Assets Under Management
$6.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.90%

Maximum annual fee is 2.90%. Fees are negotiable depending on asset amount, type, complexity, and services provided. Combined fees with third-party managers will not exceed 2.90%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6875 Cypress Cove Circle, Jupiter, FL, 33458

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1997
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Thomas owns TPC Financial, doing investment and financial planning, dedicating nearly all of his time to it. He is also a sole proprietor with a Florida insurance license, working as an insurance agent and spending about 10% of his time selling insurance.

Employment History
Current Registrations
Kovack Advisors, INC.
April 2020 - Present · 6 yrs 6 mos
Kovack Securities INC.
April 2020 - Present · 6 yrs 6 mos
Kovack Securities INC.Broker
April 2020 - Present · 6 yrs 6 mos
Previous Registrations
Level Four Advisory Services
March 2017 - April 2020 · 3 yrs 1 mo
LPL Financial LLCBroker
March 2017 - April 2020 · 3 yrs 1 mo
1st Global Advisors INC
December 2000 - March 2017 · 16 yrs 3 mos
1st Global Capital CORP.Broker
November 2000 - March 2017 · 16 yrs 4 mos
First Allied Securities, INC.Broker
July 2000 - November 2000 · 4 mos
Fsc Securities CorporationBroker
December 1999 - July 2000 · 7 mos
Fairchild Financial Group, INC.Broker
November 1995 - November 1999 · 4 yrs
Equico Securities, INC.Broker
June 1994 - October 1995 · 1 yr 4 mos
The Equitable Life Assurance Society of the United StatesBroker
June 1994 - October 1995 · 1 yr 4 mos
State Registrations2 states
FLTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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