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JR
CFP
JR
CFP

Jeffrey Rockefeller

Kovack Advisors, INC.
25 Years of Experience
Jupiter, FL
BrokerSells Insurance
View SEC Summary
View SEC Summary

Jeffrey Rockefeller is a CFP-designated registered investment advisor at Kovack Advisors, INC., based in Jupiter, FL, with 25 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 13,293 clients with $6.3B in assets under management.

Kovack Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
258 advisors
Number of Clients
13,293 clients
Average Client Portfolio
$472K average
Assets Under Management
$6.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.90%

Maximum annual fee is 2.90%. Fees are negotiable depending on asset amount, type, complexity, and services provided. Combined fees with third-party managers will not exceed 2.90%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1025 West Indiantown Road, Suite 101, Jupiter, FL, 33458

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Jeffrey is the president of Rockefeller and Associates, LLC, focusing on financial planning involving securities, and spends about half his time on these duties. He also dedicates about 10% of his time as president of Fixed Insurance Sales, dealing with life, LTC, and disability insurance.

Employment History
Current Registrations
Kovack Advisors, INC.
November 2011 - Present · 14 yrs 11 mos
Kovack Securities INC.Broker
September 2004 - Present · 22 yrs 1 mo
Previous Registrations
World Group Securities, INC.Broker
April 2002 - September 2004 · 2 yrs 5 mos
Wma Securities, INC.Broker
October 2001 - April 2002 · 6 mos
State Registrations11 states
ALCAFLIAINMEMIMOMSNCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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