MR
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Mark Ramos
28 Years of Experience
Canyon Lake, CA
2 DisclosuresBroker
Mark Ramos is a registered investment advisor at MML Investors Services, LLC, based in Canyon Lake, CA, with 28 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
Canyon Lake, CA
Get directionsHistory
Regulatory History (2)
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Judgment / Lien
September 2023Financial
November 2018Final
Employment History
Current Registrations
MML Investors Services, LLC
May 2026 - Present · 5 mos
MML Investors Services, LLCBroker
May 2026 - Present · 5 mos
MML Investors Services, LLC
May 2026 - Present · 5 mos
Previous Registrations
Eagle Strategies LLC
July 2019 - September 2025 · 6 yrs 2 mos
Nylife Securities LLCBroker
June 2019 - September 2025 · 6 yrs 3 mos
MML Investors Services, LLC
December 2013 - August 2017 · 3 yrs 8 mos
MML Investors Services, LLCBroker
August 2013 - August 2017 · 4 yrs
Prudential Financial Planning Services
November 2010 - July 2013 · 2 yrs 8 mos
Pruco Securities, LLC.Broker
October 2010 - July 2013 · 2 yrs 9 mos
LPL Financial Corporation
June 2007 - September 2010 · 3 yrs 3 mos
LPL Financial CorporationBroker
June 2007 - September 2010 · 3 yrs 3 mos
Wm Financial Services, INC.
April 2005 - June 2007 · 2 yrs 2 mos
Wm Financial Services, INC.Broker
April 2005 - June 2007 · 2 yrs 2 mos
Citicorp Investment ServicesBroker
December 2003 - November 2004 · 11 mos
Citicorp Investment Services
December 2003 - November 2004 · 11 mos
Edward JonesBroker
May 2002 - March 2003 · 10 mos
Morgan Stanley
August 1998 - May 2002 · 3 yrs 9 mos
Morgan Stanley Dw INC.Broker
September 1996 - May 2002 · 5 yrs 8 mos
Gateway Investment Services, INC.Broker
May 1994 - August 1996 · 2 yrs 3 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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