AD
CFP · ChFC
AD
CFP · ChFC

Anton Denk

31 Years of Experience
Oshkosh, WI
1 DisclosureBroker

Anton Denk is a CFP, ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Oshkosh, WI, with 31 years of industry experience. Anton operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

Loading...

Location

2331 Enterprise Dr, Oshkosh, WI, 54904

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2009
Settled
Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2023 - Present · 2 yrs 8 mos
Ameriprise Financial Services, LLCBroker
September 2023 - Present · 2 yrs 8 mos
Ameriprise Financial Services, LLC
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
Denk Strategic Wealth Partners
October 2004 - November 2023 · 19 yrs 1 mo
Lincoln Financial Securities CorporationBroker
August 2004 - September 2023 · 19 yrs 1 mo
Linsco/private Ledger CORP.Broker
January 2002 - September 2004 · 2 yrs 8 mos
Ffn Investment Resources, INC.
July 1997 - September 2004 · 7 yrs 2 mos
Washington Square Securities, INC.Broker
September 1996 - December 2001 · 5 yrs 3 mos
Fortis Investors, INC.Broker
May 1994 - September 1996 · 2 yrs 4 mos
State Registrations8 states
AZFLIAILMIMOTNWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Anton Denk - Financial Advisor | TrueAdvisor