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Chris Folgmann

Folgmann Financial Group LLC
31 Years of Experience
Woodinville, WA
1 Disclosure
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Chris Folgmann is a registered investment advisor at Folgmann Financial Group LLC, based in Woodinville, WA, with 31 years of industry experience. Chris operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 25 clients with $38M in assets under management.

Folgmann Financial Group LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
25 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$38.0M

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Annual fees range from 0.25% to 1.0% depending on services and complexity. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Woodinville, WA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 1999
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Folgmann Financial Group LLC
August 2020 - Present · 6 yrs 2 mos
Previous Registrations
J.W. Cole Financial, INC.Broker
May 2013 - August 2020 · 7 yrs 3 mos
J. W. Cole Advisors, INC.
May 2013 - August 2020 · 7 yrs 3 mos
Financial Advisers of America, LLC
August 2009 - May 2013 · 3 yrs 9 mos
Financial Advisers of America, LLCBroker
August 2009 - May 2013 · 3 yrs 9 mos
Benefit Funding Services Group
May 2007 - March 2008 · 10 mos
Benefit Funding Services Group
January 2005 - June 2007 · 2 yrs 5 mos
Financial Network Investment Corporation
December 2001 - August 2009 · 7 yrs 8 mos
Financial Network Investment CorporationBroker
November 2001 - August 2009 · 7 yrs 9 mos
American Express Financial Advisors INC.Broker
June 1995 - October 2001 · 6 yrs 4 mos
Ids Life Insurance CompanyBroker
June 1995 - October 2001 · 6 yrs 4 mos
State Registrations1 state
WA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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