Peter Laventis is a registered investment advisor at Stonex Advisors INC., based in Louisville, KY, with 31 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Insurance Planning, and 2 more. Their firm serves 9,843 clients with $5.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
StoneX Advisors' investment management fees are negotiated between you and your financial advisor, with a maximum of 2% of your portfolio's value annually (1.5% for annuity allocations). There's a minimum annual fee of $200, or $300 for Unified Managed Accounts. Fees are typically deducted from your account quarterly or monthly in advance, but can be arranged in arrears. If you end the agreement early, you'll receive a refund for any unearned fees.
Location
9520 Ormsby Station Road, Louisville, KY, 40223
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Peter is a managing partner at Wainwright Laventis, working full-time as an investment advisor since 2013. He is also the successor trustee on his mother's trust, but spends minimal time on this activity.
Employment History
Current Registrations
Stonex Advisors INC.
Stonex Securities INC.Broker
Previous Registrations
Sterne Agee Asset Management, INC.
Sterne, Agee & Leach, INC.Broker
UBS Painewebber INC.
UBS Painewebber INC.Broker
J.J.B. Hilliard, W.L. Lyons, INC.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.