Joan Espinosa

26 Years of Experience

San Francisco, CA

1 DisclosureBroker

Joan Espinosa is a registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Morgan Stanley

Compensation

Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly

Firm Size

23050 advisors

IM Fee

Planning only

Assets Under Management

$1650.0B

Fee Structure

Investment management only (planning not offered)

Annual Retainer:Up to $500,000/year

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Location

555 California Street, 35th Floor, San Francisco, CA, 94104

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History

Regulatory History (1)

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Customer Dispute

April 2005

Denied

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Employment History

Current Registrations

Morgan Stanley

June 2009 - Present · 16 yrs 11 mos

Morgan StanleyBroker

June 2009 - Present · 16 yrs 11 mos

Previous Registrations

Citigroup Global Markets INC.

October 2007 - June 2009 · 1 yr 8 mos

Citigroup Global Markets INC.Broker

August 2006 - June 2009 · 2 yrs 10 mos

Morgan Stanley Dw INC.Broker

March 1999 - August 2006 · 7 yrs 5 mos

State Registrations53 states

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY

AdvisorBrokerBoth

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Exams

No exam information available for this advisor.

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