Willard Ulbricht
Willard Ulbricht is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Houston, TX, with 31 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
Four Chasewood, 20329 State Highway 249, Suite 150, Houston, TX, 77070
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Regulatory History (1)
Criminal
October 2024Other Business Activities
Willard is the President of TWC Holdings LLC, which leases raw land for farming. He spends minimal time ensuring lease payments are received each year.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Tradestar Investments,inc.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.