James Pepperman
James Pepperman is a registered investment advisor at Alden Capital, based in Wayne, PA, with 31 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 3,147 clients with $1.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Alden Capital Management charges up to 2.00% annually for customized investment management. The exact fee is negotiable and determined by each Investment Advisory Representative. Fees are charged quarterly in arrears based on the portfolio's value on the last business day of the quarter. Clients may pay fees directly from their account or by check. A 0.05% annual reporting fee is billed monthly for clients using the Alden COVE platform.
Location
37 West Ave, Suite 301, Wayne, PA, 19087
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2023Customer Dispute
April 2009Other Business ActivitiesSells Insurance
James is involved with Northstar of Chester County, a non-profit organization, dedicating a few hours per week. He also sells life insurance, spending minimal time on this activity.
Employment History
Current Registrations
J. Alden Associates, INC.
J. Alden Associates, INC.Broker
Alden Capital
Previous Registrations
Mcg Securities LLCBroker
Bluestone Capital Management, LLC
Azarias Capital Partners, LLC
NFP Advisor Services, LLC
NFP Securities, INC.Broker
New England Securities Corporation
New England SecuritiesBroker
Ifg Network Securities, INC.Broker
New England SecuritiesBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.