Robert Nagy
Robert Nagy is a registered investment advisor at Ameriprise Financial Services, LLC, based in Los Angeles, CA, with 28 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
2029 Cenury Park E Ste 800, Los Angeles, CA, 90067
Get directionsHistory
Regulatory History (4)
Customer Dispute
June 2020Criminal
July 2013Customer Dispute
April 2003Criminal
June 1991Other Business ActivitiesSells Insurance
Robert is an independent insurance broker since 2021, selling whole life insurance. He also works at Comerica Bank and uses the Maestro Money Market System for high net worth clients, dedicating about 10-20% of his time and minimal time respectively to these activities.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Comerica SecuritiesBroker
Comerica Securities
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Barnett Investments, INC.Broker
First Union Brokerage Services, INC.Broker
Liberty Securities CorporationBroker
Dean Witter Reynolds INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.