Charles Lautz
Charles Lautz is a registered investment advisor at Monex Asset Management, INC., based in Houston, TX, with 30 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 547 clients with $560M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Monex Asset Management's fees generally range from 0.25% to 2.00% of the value of your portfolio per year, depending on the size of the portfolio, services requested, and portfolio assets. In addition, there is an annual maintenance fee from $180.00 to $200.00 per account. Fees are paid quarterly. Employee-related accounts may have lower fees.
Location
440 Louisiana Street, Suite 1240, Houston, TX, 77002
Get directionsHistory
Regulatory History (2)
Financial
January 2021Employment Separation After Allegations
December 2020Other Business ActivitiesSells Insurance
Charles handles health insurance renewals through Blue Shield of CA & Vumi Group and owns a residential rental property, each requiring minimal time. He also works as an independent contractor presenting financial wellness workshops for PWC, dedicating about a quarter of his time.
Employment History
Current Registrations
Monex Securities, INC.Broker
Monex Asset Management, INC.
Previous Registrations
Insight Securities, INC.
Insight Securities, INC.Broker
Pfg Advisors
Securities America, INC.Broker
Bancwest Investment Services, INC. (bwis)
Bancwest Investment Services, INC.Broker
Monex Asset Management, INC.
Monex Securities, INC.Broker
Snowden Capital Advisors LLC
Snowden Account Services LLCBroker
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.