David Miller
David Miller is a registered investment advisor at Osaic Wealth, INC., based in Hollywood, FL, with 31 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Hollywood, FL
Get directionsHistory
Regulatory History (4)
Regulatory
July 2024Financial
April 2021Judgment / Lien
November 2019Judgment / Lien
January 2019Other Business ActivitiesSells Insurance
David is an agent with Six One Wealth Management LLC, marketing fixed annuities, life insurance, and long-term care insurance to existing clients. This activity requires minimal time.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Investacorp Advisory Services INC
Investacorp, INC.Broker
Calton & Associates, INC.
Calton & Associates, INC.Broker
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.