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David Miller

First Heartland Consultants, INC.
32 Years of Experience
Hollywood, FL
4 DisclosuresBrokerSells Insurance
View SEC Summary
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David Miller is a registered investment advisor at First Heartland Consultants, INC., based in Hollywood, FL, with 32 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 4 more. Their firm serves 6,461 clients with $2.1B in assets under management.

First Heartland Consultants, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
99 advisors
Number of Clients
6,461 clients
Average Client Portfolio
$323K average
Assets Under Management
$2.1B

Fee Structure

Minimum Investment:$6.5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.75%

Maximum fee is 1.75% annually. Fees are negotiable and paid quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Hollywood, FL

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 2024
Final
Financial
April 2021
Final
Judgment / Lien
November 2019
Judgment / Lien
January 2019
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David is an agent with Six One Wealth Management LLC, marketing fixed annuities, life insurance, and long-term care insurance to existing clients. This activity requires minimal time.

Employment History
Current Registrations
First Heartland Consultants, INC.
June 2026 - Present · 4 mos
First Heartland Capital, INC.Broker
May 2026 - Present · 5 mos
Previous Registrations
Osaic Wealth, INC.
June 2024 - March 2026 · 1 yr 9 mos
Osaic Wealth, INC.Broker
June 2024 - March 2026 · 1 yr 9 mos
Securities America, INC.Broker
July 2020 - June 2024 · 3 yrs 11 mos
Securities America Advisors, INC.
July 2020 - June 2024 · 3 yrs 11 mos
Investacorp Advisory Services INC
June 2017 - July 2020 · 3 yrs 1 mo
Investacorp, INC.Broker
June 2017 - July 2020 · 3 yrs 1 mo
Calton & Associates, INC.Broker
August 2012 - June 2017 · 4 yrs 10 mos
Calton & Associates, INC.
August 2012 - June 2017 · 4 yrs 10 mos
Financial Network Investment Corporation
July 2002 - September 2012 · 10 yrs 2 mos
Financial Network Investment CorporationBroker
June 1994 - September 2012 · 18 yrs 3 mos
State Registrations8 states
AKALCAFLNJNYUTVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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