Ronan Gaudario
Ronan Gaudario is a registered investment advisor at Luna Capital Management, LLC, based in Burlingame, CA, with 29 years of industry experience. Ronan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 136 clients with $71M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1M+ | 1.00% |
Fees are negotiable. Clients can combine multiple household accounts to receive a lower tiered schedule fee.
Fee Estimator
Location
1799 Bayshore Highway, Suite 128A, Burlingame, CA, 94010
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2021Employment Separation After Allegations
August 1995Other Business ActivitiesSells Insurance
Ronan is an independent insurance agent selling fixed insurance products since 2011, dedicating nearly full-time hours to this activity. He is also a licensed real estate agent since 2017, spending about 10% of his time on real estate sales.
Employment History
Current Registrations
Luna Capital Management, LLC
Previous Registrations
Luna Capital Management, LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Wachovia Securities, LLCBroker
Wachovia Securities, LLC
Sutro & CO. IncorporatedBroker
Smith Barney INC.Broker
Reynolds Kendrick Stratton, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.