William Hawk is a registered investment advisor at Fsam LLC, based in Alpharetta, GA, with 32 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 158 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.35% |
| $1.0M - $2.0M | 1.10% |
| $2M+ | 1.00% |
Fees are negotiable. International accounts may be charged up to 2.00% annually. Third-party wrap programs and separately managed accounts involve separate program fees.
Fee Estimator
Location
1720 Windward Concourse, Suite 115, Alpharetta, GA, 30005
Get directionsHistory
Regulatory History (1)
Regulatory
July 1998Other Business Activities
William is a partner in multiple investment-related entities, including Phorcys Capital Partners, Phorcys Opportunities I LLC, FSPR LLC, Phorcys Investment Advisors, LLC, PRCE, R2D2 LLC, San Juan Wave, LLC, and Condado Caribe, LLC. He also owns a consulting firm, Heehaw Inc., and is involved with First Southern Securities and PESH, LLC.
Employment History
Current Registrations
Fsam LLC
First Southern, LLCBroker
Previous Registrations
First Southern Securities, LLC.Broker
Elliott Davis Capital Partners, LLCBroker
Phorcys Capital Partners, LLC
Scott & Stringfellow, LLCBroker
Bergen Capital, INC.Broker
Tejas Securities Group, INC.Broker
First Montauk Securities CORP.Broker
Marion Bass Securities CorporationBroker
Howe, Solomon & Hall, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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