JM
JM

John Moninger

30 Years of Experience
Cornelius, NC
1 DisclosureBroker

John Moninger is a registered investment advisor at Allspring Funds Management, LLC, based in Cornelius, NC, with 30 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 12,065 clients with $320B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
86 advisors
Number of Clients
12,065 clients
Average Client Portfolio
$26.4M average
Assets Under Management
$318.0B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)

Allspring Funds Management negotiates investment advisory fees with each managed account program sponsor. These fees generally range from 0.07% to 0.75% of the value of the client's assets managed. The total annual fees charged by sponsors generally include Allspring's fee. Fees are generally payable quarterly based on the calendar quarter-end market value. Clients also pay the fees and expenses of the underlying investments.

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Location

Cornelius, NC

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2008
Denied
Other Business Activities

John is setting up an LLC to own a new property that may be rented out. He also serves as a board member and on the finance committee for SEAL Family Foundation, and is a board member for the Money Management Institute, dedicating a few hours per week to these activities.

Employment History
Current Registrations
Allspring Funds Management, LLC
May 2024 - Present · 2 yrs
Allspring Funds Distributor, LLCBroker
December 2022 - Present · 3 yrs 5 mos
Allspring Funds Distributor, LLC
December 2022 - Present · 3 yrs 5 mos
Previous Registrations
Eaton Vance Management
December 2012 - July 2023 · 10 yrs 7 mos
Eaton Vance Distributors, INC.Broker
December 2012 - December 2022 · 10 yrs
Uvest Financial Services Group, INC.Broker
September 2009 - April 2012 · 2 yrs 7 mos
LPL Financial LLC
April 2007 - December 2012 · 5 yrs 8 mos
LPL Financial LLCBroker
April 2007 - December 2012 · 5 yrs 8 mos
UBS Financial Services INC.
March 2004 - March 2007 · 3 yrs
UBS Financial Services INC.
April 2002 - February 2004 · 1 yr 10 mos
UBS Financial Services INC.Broker
August 1995 - March 2007 · 11 yrs 7 mos
Alliance Fund Distributors, INC.Broker
February 1995 - July 1995 · 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.