Arthur Flores is a CFP-designated registered investment advisor at Origin Investment Advisory LLC, based in New York, NY, with 6 years of industry experience. Arthur operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 7,591 clients with $35M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Origin Investment Advisory does not charge an annual management fee based on the value of your portfolio for its automated index investing program. However, you will pay the underlying operating expenses and management fees charged by the exchange-traded funds or mutual funds held in your portfolio, along with any administrative or trading costs charged by the custodian.
Contact
Arthur Flores
Location
800 Third Avenue #2800, New York, NY, 10022
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Arthur works part-time as a family life and personal finance counselor for Zeiders Enterprises, providing human services solutions for military and veterans, taking about half of his time. He also works as an Investment Adviser Representative for Flores Wealth Planning, dedicating nearly full-time hours to providing investment advice and financial planning.
Employment History
Current Registrations
Origin Investment Advisory LLC
Flores Wealth Planning, LLC
Previous Registrations
Morgan Stanley Smith Barney LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
Arthur is a fee-only CERTIFIED FINANCIAL PLANNER™ professional located in New York City and works with clients in New York, New Jersey, and Long Island. Arthur has been a long-standing member of NAPFA and the XY Planning Network.
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