Jeffrey Phillips is a registered investment advisor at Morgan Stanley, based in Palo Alto, CA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1400 Page Mill Road, Palo Alto, CA, 94304
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2012 - Present · 13 yrs 11 mos
Morgan StanleyBroker
June 2012 - Present · 13 yrs 11 mos
Previous Registrations
Wedbush Securities INC.Broker
March 2009 - September 2011 · 2 yrs 6 mos
Pacific Growth Equities, LLCBroker
March 2008 - July 2009 · 1 yr 4 mos
Nollenberger Capital Partners INC.Broker
October 2005 - November 2007 · 2 yrs 1 mo
Wells Fargo Securities, LLCBroker
January 2002 - August 2005 · 3 yrs 7 mos
W.R. Hambrecht + CO., LLCBroker
February 2000 - January 2002 · 1 yr 11 mos
Volpe Brown Whelan & Company, LLCBroker
May 1998 - December 1999 · 1 yr 7 mos
Volpe Brown Whelan & Company, LLCBroker
May 1998 - May 1998 · 0 mos
Northwestern Mutual Investment Services, INC.Broker
September 1994 - May 1998 · 3 yrs 8 mos
State Registrations35 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.