Phillip Defranco
Phillip Defranco is a registered investment advisor at Heartland Northeast LLC, based in Staten Island, NY, with 1 years of industry experience. Phillip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 2 clients with $250K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Standard ongoing and 7-year Roth conversion asset-based fees range from 0.85% to 1.50% annually, billed quarterly. A 12-month flat fee of up to $2,000 is also available for specific partial Roth conversion accounts.
Fee Estimator
Location
Staten Island, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Phillip is a licensed insurance agent and owner of Northeast Advocacy Network Inc.
Employment History
Current Registrations
Heartland Northeast LLC
Previous Registrations
Osaic Wealth, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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