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Dennis Alicea

16 Years of Experience
Parsippany, NJ
Broker

Dennis Alicea is a registered investment advisor at Santander Securities, based in Parsippany, NJ, with 16 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 10,401 clients with $2.6B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
153 advisors
Number of Clients
10,401 clients
Average Client Portfolio
$245K average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management

Santander Securities LLC offers wrap fee advisory programs where you pay a single fee that covers investment management and other services. The annual fee is a percentage of your portfolio's value, calculated at the end of each quarter. The percentage varies depending on the program you choose and the amount you invest. The fee includes the cost of the firm's services and fees associated with the platform they use. Investment manager fees range from 0.15% to 1.00% and are in addition to the program fee. Fees may be negotiable.

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Location

36 Waterview Boulevard, #D2, Parsippany, NJ, 07054

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Santander Securities
February 2023 - Present · 3 yrs 3 mos
Santander Securities LLCBroker
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
LPL Financial LLC
June 2022 - December 2022 · 6 mos
LPL Financial LLCBroker
March 2022 - December 2022 · 9 mos
J.P. Morgan Securities LLC
November 2014 - August 2016 · 1 yr 9 mos
J.P. Morgan Securities LLCBroker
November 2014 - August 2016 · 1 yr 9 mos
Edward Jones
March 2013 - September 2013 · 6 mos
Edward JonesBroker
March 2013 - September 2013 · 6 mos
UBS Financial Services INC.Broker
December 2010 - April 2012 · 1 yr 4 mos
UBS Financial Services INC.
December 2010 - April 2012 · 1 yr 4 mos
Idb Capital CORP.Broker
January 2010 - November 2010 · 10 mos
Chase Investment Services CORP.Broker
March 2009 - January 2010 · 10 mos
Chase Investment Services CORP.Broker
March 2005 - December 2008 · 3 yrs 9 mos
J.P. Morgan Securities INC.Broker
March 2002 - March 2005 · 3 yrs
State Registrations1 state
NJ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dennis Alicea - Financial Advisor | TrueAdvisor