PJ
PJ
Philip Jefferson
31 Years of Experience
King, NC
2 DisclosuresBroker
Philip Jefferson is a registered investment advisor at Wells Fargo Advisors, based in King, NC, with 31 years of industry experience. Philip is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
701 S Main St, King, NC, 27021
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2025Settled
Customer Dispute
August 2012Award / Judgment
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
June 2009 - Present · 17 yrs 4 mos
Wells Fargo Advisors
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Suntrust Investment Services, INC.
January 2005 - July 2009 · 4 yrs 6 mos
Suntrust Investment Services, INC.Broker
January 2005 - July 2009 · 4 yrs 6 mos
Ncf Financial Services, INC.Broker
September 2002 - January 2005 · 2 yrs 4 mos
Ncf Financial Services, INC.
September 2002 - January 2005 · 2 yrs 4 mos
Invest Financial Corporation
May 1999 - October 2002 · 3 yrs 5 mos
Invest Financial CorporationBroker
December 1995 - September 2002 · 6 yrs 9 mos
Jefferson-Pilot Investor Services, INC.Broker
October 1994 - December 1995 · 1 yr 2 mos
State Registrations20 states
AZCACOFLGAILLAMAMONCNJNMOHPASCTNTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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