Derek Frosh is a CFP-designated registered investment advisor at Hanover Square Wealth Advisors LLC, based in King, NC, with 30 years of industry experience. Derek operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities, Business Owners, Education Planning, Estate Planning, and 7 more. Their firm serves 98 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Investment management services cost up to 1.25% annually, and combined wealth management services cost up to 1.50% annually. Fees are negotiable and may vary based on portfolio size and composition.
Fee Estimator
Location
King, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Derek is involved with Two-Two Wood Products since 2016. He also holds a North Carolina Building Contractor's License since 2018, working as a general contractor for construction, remodeling, and consulting.
Employment History
Current Registrations
Hanover Square Wealth Advisors LLC
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
Amsouth Investment Services, INC.Broker
Barnett Investments, INC.Broker
Olde Discount CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Brooks Jewett, CFPHanover Square Wealth Advisors LLC