Derek Frosh is a CFP-designated registered investment advisor at Hanover Square Wealth Advisors LLC, based in King, NC, with 30 years of industry experience. Derek operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 98 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Hanover Square Wealth Advisors (HSWA) offers investment management and wealth management services for an annual fee based on the value of your portfolio.
The fee can be up to 1.25% per year for investment management services and up to 1.50% per year for wealth management services. The exact fee depends on the size and composition of your portfolio and the services you receive. HSWA may charge a lower rate for assets advised but held away at another custodian.
Fees are billed monthly based on the average daily balance of your portfolio during the month.
HSWA may agree to combine certain client accounts for fee billing, which could lower your fees. All fee arrangements are negotiable, and fees may differ among clients.
Location
King, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Derek is involved with Two-Two Wood Products since 2016. He also holds a North Carolina Building Contractor's License since 2018, working as a general contractor for construction, remodeling, and consulting.
Employment History
Current Registrations
Hanover Square Wealth Advisors LLC
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
Amsouth Investment Services, INC.Broker
Barnett Investments, INC.Broker
Olde Discount CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.