Gregg Fine is a registered investment advisor, based in Boca Raton, FL, with 29 years of industry experience. Gregg is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Boca Raton, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
The Leaders Group, INC.
September 2026 - Present · 1 mo
The Leaders Group, INC.Broker
September 2026 - Present · 1 mo
The Baldwin Group Wealth Advisors, LLC
December 2024 - Present · 1 yr 10 mos
Previous Registrations
Lasalle St Securities, L.L.C.Broker
March 2026 - August 2026 · 5 mos
The Capital Group Investment Advisory Services, LLC
April 2024 - October 2024 · 6 mos
Creative Planning
May 2023 - June 2023 · 1 mo
Lockton Investment Securities, LLCBroker
August 2019 - December 2021 · 2 yrs 4 mos
Kestra Investment Services, LLCBroker
October 2007 - September 2019 · 11 yrs 11 mos
Sentinel Securities, INC.Broker
April 2004 - October 2007 · 3 yrs 6 mos
Financial Solutions International, LLCBroker
April 2001 - January 2004 · 2 yrs 9 mos
Jefferson Pilot Securities CorporationBroker
January 1996 - April 2001 · 5 yrs 3 mos
Securities America, INC.Broker
November 1994 - March 1996 · 1 yr 4 mos
State Registrations2 states
FLNJ
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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